- FIC
- Compliance and supervision
- Compliance guidance
SELECT YOUR SECTOR
- See your sector compliance requirements…Authorised users of an exchangeBanksClearing system participantCo-operative bankCollective investment scheme managersCredit providerCrypto asset service providersDealers in foreign exchangeEstate agentsFinancial services providerGambling businessHigh-value goods dealersIssuers of travellers’ cheques and money ordersLegal practitionersLife insurance businessMoney or value transfer service providerMutual banksSouth African Mint CompanyThe PostbankTrust and company service providers
Compliance guidance
The FIC develops various products – public compliance communications (PCCs), guidance notes and notices – which offer practical guidance on compliance with the FIC Act. In addition, the FIC provides direction on the application of the FIC Act through Directives in terms of section 43A (1).
These products are issued from time to time and, prior to their final publication, comments are solicited from all stakeholders. The draft as well as final versions of guidance information is published on the FIC website. Comments and inputs received are considered and included where possible and the documents finalised. PCCs and guidance notes are published by the FIC in terms of its statutory function 4(c)of the FIC Act. All guidance that has been published thus far can be found via the links below.
Public compliance
communication
Guidance notes
.
Directives
.